KYC Onboarding

KYC Onboarding
1. Setting the Scene
Imagine a new investor logging into Mint, ready to complete their KYC process. Instead of a seamless experience, they are directed to Mint’s in-house form for 30% of the process, only to be redirected to Signzy’s external portal for the remaining 70%. Once they’re done, they discover they need to re-enter the same details to create their investment profile. Frustrating, isn’t it?
This was the reality for Mint users and brokers—a fragmented, time-consuming onboarding process that hampered user engagement and operational efficiency.
2. Identifying the Problem
- User Challenges:
- Investors faced duplication of effort, entering the same information twice.
- Switching between portals was disruptive and broke user trust.
- Many dropped out mid-process due to unclear instructions or a lack of transparency.
- Broker Challenges:
- Brokers had limited visibility into application progress.
- Tracking updates required accessing multiple systems, leading to inefficiencies.
3. Our Mission
To design an integrated, seamless KYC onboarding flow that would:
- Combine all steps into Mint’s in-house form, eliminating dependency on external portals.
- Automate investment profile creation during onboarding to save time and effort.
- Provide a clear, guided experience for users while enhancing tracking capabilities for brokers.
4. Diving into Research
To truly understand the problem, we:
- Interviewed Brokers: They emphasized the need for a centralized dashboard to track applications.
- Observed User Behavior: Mapped the existing user journey and identified frustration points during transitions between Mint and Signzy.
- Analyzed Competitors: Studied KYC flows of leading platforms to identify what worked well in the industry.
- Regulatory Deep-Dive: Collaborated with compliance teams to ensure every step met industry standards for BSE, NSE, and MFU.
Key Insight: Users wanted a one-stop solution that would guide them step-by-step without requiring them to leave the platform or re-enter details.
5. Designing the Solution
The result was a 13-step, streamlined KYC onboarding flow, fully integrated into Mint. Here’s how it worked:
- OTP Authentication: Users began by entering their mobile number for verification.
- PAN Validation: Instant checks ensured the PAN was verified, building trust.
- Preparation Guidance: Users were prompted to gather documents (e.g., Aadhaar, PAN, voter ID, canceled cheque, signature) upfront.
- Identity Verification: Uploading PAN or using DigiLocker simplified the process.
- Address Verification: Users could choose from multiple options (e.g., Aadhaar, driving license, passport).
- Holding Pattern Selection: Introduced clear UI options for joint, single, or survivor patterns.
- Personal & Nominee Details: Added intuitive fields for personal data and nominee assignment.
- Bank Details: Guided users with examples on uploading a canceled cheque image.
- Signature Upload: Offered both upload and on-screen signature options.
- Photo Verification: Users could retake their photo for better quality.
- Video Verification: Enabled recording a short video with an auto-generated number displayed on the screen.
- Review Step: Gave users one final opportunity to verify all details.
- Dashboard Redirection: After submission, users were seamlessly guided to their investment dashboard.


















6. Key Innovations
- Integrated Investment Profile Creation: Automatically created investment profiles during onboarding, reducing duplicate data entry.
- Transparency for Brokers: Developed real-time tracking for brokers, allowing them to monitor application status directly from their portal.
- User-Friendly Interface: Designed with clear instructions, visual aids, and progress indicators to keep users informed and engaged.
7. The Impact
- Efficiency Boost:
- Onboarding time reduced by 50%.
- Elimination of duplicate steps resulted in smoother user journeys.
- Higher Completion Rates: KYC completion rates jumped by 30%, with fewer dropouts during the process.
- Brokers Empowered: Real-time updates reduced manual follow-ups, improving broker satisfaction.
- User Delight: Users appreciated the intuitive, guided flow and felt more confident completing their KYC on Mint’s platform.
8. Challenges & Learnings
- Challenge: Balancing the complexity of regulatory requirements with the need for simplicity in design.
- Solution: Broke down tasks into bite-sized, digestible steps and used progress indicators to reduce cognitive load.
- Challenge: Ensuring high-quality document uploads.
- Solution: Added examples and resources to improve upload quality.